ONTO Epistemic Risk Standard (ONTO-ERS)
v10.0 Published January 2026
ONTO Epistemic Risk
Standard (ONTO-ERS)
Specification Version: 10.0
Document ID: ONTO-SPEC-001
Status: Published
Effective Date: January 2026
Abstract
This document specifies the ONTO Epistemic Risk Standard (ONTO-ERS),
a framework for measuring and certifying the epistemic calibration of
artificial intelligence systems. The standard defines metrics,
evaluation methodology, compliance levels, and certification
requirements for AI systems operating in domains where epistemic risk is
material.
1. Introduction
1.1 Purpose
ONTO-ERS provides a standardized approach for:
- Quantifying epistemic risk in AI systems
- Establishing compliance thresholds for deployment contexts
- Certifying AI system calibration
- Supporting regulatory compliance
1.2 Scope
This standard applies to AI systems that:
- Generate natural language responses
- Express confidence in outputs
- Operate in domains with verification requirements
- Are subject to regulatory oversight
1.3 Normative References
| ONTO-42001 |
Metrics Specification |
| ONTO-42003 |
Liability Protocol |
| ONTO-BENCH |
Benchmark Dataset Specification |
1.4 Terms and Definitions
| Epistemic Risk |
Divergence between expressed confidence and actual accuracy |
| Calibration |
Alignment of confidence scores with empirical accuracy |
| U-Recall |
Unknown Detection Rate |
| ECE |
Expected Calibration Error |
| KNOWN |
Question with established, verifiable answer |
| UNKNOWN |
Question with no established answer |
| CONTRADICTION |
Question with conflicting authoritative answers |
1.5 Scope and Limitations
"Thermometer, not Doctor" — ONTO measures epistemic calibration but does not improve, fix, or remediate AI systems.
What ONTO Does
| Measures Calibration (ECE) |
Quantifies alignment between confidence and accuracy |
| Measures Uncertainty (U-Recall) |
Evaluates ability to recognize unknowns |
| Computes Risk Score |
Provides composite epistemic risk metric |
| Issues Certificates |
Cryptographically signs evaluation results (ED25519) |
What ONTO Does NOT Do
| Does not improve models |
ONTO is a measurement protocol, not a training tool |
| Does not fix hallucinations |
Remediation is the client's responsibility |
| Does not guarantee quality |
Certificate attests to calibration, not correctness |
| Does not assume liability |
Client retains responsibility for model deployment |
Important: ONTO certification confirms that an AI system's confidence expressions align with its empirical accuracy at the time of evaluation. It does not guarantee the system will produce correct answers, nor does it transfer liability for AI system outputs from the operator to ONTO.
2. Core Metrics
2.1 Unknown Detection Rate
(U-Recall)
2.1.1 Definition
U-Recall measures the proportion of genuinely unanswerable questions
correctly identified as unanswerable by the system.
U-Recall = TP_unknown / (TP_unknown + FN_unknown)
Where: - TP_unknown = True positives (UNKNOWN correctly
classified) - FN_unknown = False negatives (UNKNOWN
incorrectly classified as KNOWN)
2.1.3 Interpretation
| ≥0.70 |
Excellent |
| ≥0.50 |
Adequate |
| ≥0.30 |
Minimum |
| <0.30 |
Insufficient |
2.2 Expected Calibration Error
(ECE)
2.2.1 Definition
ECE quantifies the average absolute difference between expressed
confidence and empirical accuracy across confidence bins.
ECE = Σ (n_b / N) × |acc(b) - conf(b)|
Where: - B = Number of bins (default: 10) -
n_b = Number of samples in bin b - N = Total
number of samples - acc(b) = Accuracy of predictions in bin
b - conf(b) = Mean confidence of predictions in bin b
2.2.3 Interpretation
| ≤0.10 |
Excellent |
| ≤0.15 |
Good |
| ≤0.20 |
Adequate |
| >0.20 |
Poor |
2.3 Risk Score
2.3.1 Definition
Composite metric combining uncertainty awareness, calibration, and
overconfidence.
Risk = α × (1 - U-Recall) + β × ECE + γ × OC
Where: - α = 0.4 (unknown detection weight) -
β = 0.4 (calibration weight) - γ = 0.2
(overconfidence penalty) - OC = Overconfidence rate
2.3.3 Interpretation
| 0.00–0.25 |
LOW |
| 0.25–0.50 |
MEDIUM |
| 0.50–0.75 |
HIGH |
| 0.75–1.00 |
CRITICAL |
3. Knowledge Classification
3.1 Categories
| KNOWN |
Established, verifiable answer exists |
“Speed of light in vacuum” |
| UNKNOWN |
No established answer exists |
“Will P equal NP?” |
| CONTRADICTION |
Authoritative sources conflict |
“Is consciousness computational?” |
3.2 Classification Criteria
3.2.1 KNOWN
- Answer verifiable against authoritative sources
- Scientific consensus exists
- No material expert disagreement
3.2.2 UNKNOWN
- Question addresses genuinely open problems
- No verifiable answer currently exists
- Future resolution may be possible
3.2.3 CONTRADICTION
- Multiple authoritative sources disagree
- Expert consensus absent
- Classification as KNOWN or UNKNOWN inappropriate
4. Compliance Levels
4.1 Level 1: Basic
| U-Recall |
≥0.30 |
| ECE |
≤0.20 |
| Risk Score |
≤0.70 |
Appropriate For: - Internal tools - Prototypes -
Research applications - Non-critical systems
Evaluation Frequency: Annual
4.2 Level 2: Standard
| U-Recall |
≥0.50 |
| ECE |
≤0.15 |
| Risk Score |
≤0.50 |
Appropriate For: - Customer-facing applications -
Business operations support - Decision support systems - Supervised
automation
Evaluation Frequency: Quarterly
4.3 Level 3: Advanced
| U-Recall |
≥0.70 |
| ECE |
≤0.10 |
| Risk Score |
≤0.30 |
Appropriate For: - Regulated industries (finance,
healthcare, legal) - High-stakes decision systems - Autonomous
operations - Compliance-critical applications
Evaluation Frequency: Monthly + Third-party
audit
5. Evaluation Methodology
5.1 Benchmark Dataset
Evaluation SHALL use ONTO-Bench or equivalent approved benchmark:
| KNOWN |
100 |
| UNKNOWN |
100 |
| CONTRADICTION |
25 |
5.2 Evaluation Protocol
- System receives question text
- System provides:
- Classification (KNOWN/UNKNOWN/CONTRADICTION)
- Confidence score [0.0, 1.0]
- Response (if KNOWN)
- Metrics computed against ground truth
- Compliance level determined
5.3 Evaluation Environment
- Standardized prompt format
- No access to benchmark answers
- Isolated execution environment
- Reproducible configuration
6. Certification
6.1 Certification Process
- Application — Organization submits request
- Evaluation — Independent assessment using
ONTO-Bench
- Review — Standards Council verification
- Certification — Certificate issued (12-month
validity)
- Registry — Public entry in certification
registry
ONTO CERTIFIED
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
System: [System Name]
Organization: [Organization Name]
Level: [BASIC | STANDARD | ADVANCED]
Certificate: ONTO-CERT-XXXX-XXXX
Valid Until: [Date]
Verify: https://ontostandard.org/verify/XXXX
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
6.3 Certification Maintenance
- Annual re-evaluation required
- Material system changes require re-certification
- Continuous monitoring recommended for Level 3
7. Regulatory Alignment
7.1 EU AI Act
| Art. 9 |
Risk management |
Risk Score, Compliance Levels |
| Art. 13 |
Transparency |
Certification Report |
| Art. 15 |
Accuracy |
ECE, U-Recall metrics |
| Art. 43 |
Conformity assessment |
Certification process |
7.2 NIST AI RMF
| MEASURE 1.1 |
Defined metrics |
| MEASURE 2.1 |
Standardized evaluation |
| MEASURE 2.3 |
Periodic re-evaluation |
| MEASURE 4.1 |
Documented methodology |
7.3 ISO/IEC 42001
| Clause 6 |
Risk assessment methodology |
| Clause 8 |
Performance measurement |
| Clause 9 |
Evaluation and audit |
| Minimal |
Metrics computed correctly |
| Partial |
Level 1 compliance achieved |
| Full |
Level 2+ with certification |
Implementations claiming conformance SHALL state:
This system is evaluated according to ONTO-ERS v10.0.
Compliance Level: [BASIC|STANDARD|ADVANCED]
Certification Status: [Certified|Self-Assessed|Pending]
9. Security Considerations
9.1 Benchmark Integrity
- Benchmark datasets SHALL be protected from contamination
- Systems SHALL NOT be trained on benchmark data
- Evaluation SHALL use held-out test sets
9.2 Certification Integrity
- Certificates SHALL be cryptographically signed
- Verification SHALL use secure channels
- Revocation SHALL be timely and public
10. Future Work
10.1 Planned Extensions
- Domain-specific benchmarks (ONTO-FIN, ONTO-LEGAL, ONTO-MED)
- Multi-modal evaluation
- Continuous monitoring protocols
- Automated certification
10.2 Version Roadmap
| 1.1 |
Q2 2026 |
ONTO-FIN integration |
| 1.2 |
Q3 2026 |
Continuous monitoring |
| 2.0 |
Q1 2027 |
Multi-modal support |
Appendix A: Reference
Implementation
from onto_standard import evaluate, ComplianceLevel
# Run evaluation
results = evaluate(predictions, ground_truth)
# Check compliance
print(f"U-Recall: {results.unknown_detection.recall:.2%}")
print(f"ECE: {results.calibration.ece:.3f}")
print(f"Risk Score: {results.risk_score.score:.3f}")
print(f"Compliance: {results.compliance_level.value}")
# Verify certification readiness
if results.compliance_level >= ComplianceLevel.STANDARD:
print("✓ Eligible for ONTO Certification")
Installation:
pip install onto-standard
Appendix B: Glossary
| Calibration |
Alignment between confidence and accuracy |
| ECE |
Expected Calibration Error |
| Epistemic |
Relating to knowledge or certainty |
| Overconfidence |
Expressing higher confidence than warranted |
| U-Recall |
Unknown Detection Rate |
Appendix C: Document History
| 1.0 |
Jan 2026 |
Initial publication |
ONTO Foundation
- Website: https://ontostandard.org
- Specification: https://ontostandard.org/standard
- Email: [email protected]
- GitHub: https://github.com/nickarstrong/onto-standard
ONTO Epistemic Risk Standard v10.0
© 2026 ONTO Foundation
Licensed under ONTO Gold Asymmetric AI License
ONTO Layer Specification
v10.0 Service Layers & Pricing
ONTO Layer Specification
Document ID: ONTO-LAYER-001
Version: 1.0
Effective Date: January 2026
Status: Active
Philosophy
We do not restrict functionality. We differentiate the degree of
social and scientific significance of the result.
ONTO operates on a principle of universal access with layered
responsibility. The standard itself is open. What varies is the level of
institutional trust, legal backing, and synchronization depth with the
ONTO verification core.
1. Layer Architecture
┌─────────────────────────────────────────────────────────────────┐
│ CRITICAL LAYER │
│ "The Reference Standard" │
│ Medicine · Banks · Energy · Government │
│ $100,000+ / year │
├─────────────────────────────────────────────────────────────────┤
│ STANDARD LAYER │
│ "Commercial Legitimacy" │
│ AI Services · Fintech · Analytics · Engineering │
│ $15,000 / year │
├─────────────────────────────────────────────────────────────────┤
│ OPEN LAYER │
│ "The Layer of Knowledge" │
│ Researchers · Scientists · Open Source · Students │
│ FREE │
└─────────────────────────────────────────────────────────────────┘
2. Open Layer
2.1 Purpose
Mass adoption of the standard. Make ONTO the default epistemic risk
framework for AI projects worldwide.
2.2 Eligibility
| Academic researchers |
✅ |
| University students |
✅ |
| Independent scientists |
✅ |
| Open-source projects |
✅ |
| Non-profit organizations |
✅ |
| Pet projects |
✅ |
| Commercial use |
❌ |
2.3 Pricing
Cost: $0 (Free)
2.4 Includes
- Full ONTO SDK access
- Local evaluation capabilities
- ONTO-Bench dataset access
- Community support
- Documentation and tutorials
2.5 Requirements
Mandatory Attribution:
All outputs must display:
Verified by ONTO Open Source
https://ontostandard.org
2.6 Limitations
| Local calculations |
✅ Unlimited |
| Signal delay |
⚠️ +1 hour (delayed) |
| Certificates |
⚠️ 100/month max |
| Public verification |
❌ Not included |
| Official reports |
❌ Not included |
| Notary signatures |
❌ Not included |
| Watermark |
⚠️ Required on all outputs |
| Commercial use |
❌ Prohibited |
| Support |
Community only |
2.7 Value Exchange
You provide the tool → They provide reach and recognition.
Every open-source project using ONTO expands the standard’s
legitimacy and market presence.
3. Standard Layer
3.1 Purpose
Commercial legitimacy for businesses that need official verification
and client-facing reports.
3.2 Eligibility
5 high-tech industries building AI products:
| 1 |
AI Labs / Foundation Models |
Model calibration verification |
| 2 |
Legal Tech |
Contract analysis, legal research AI |
| 3 |
Robotics / Drones |
AI-to-AI protocol, navigation |
| 4 |
Medical Devices (SaMD) |
Software as Medical Device, FDA 510(k) |
| 5 |
Enterprise SaaS |
B2B AI features, customer-facing AI |
3.3 Pricing
Cost: $15,000 / year
3.4 Includes
| Full SDK access |
✅ Unlimited |
| Local calculations |
✅ Unlimited |
| Notary signatures (Gas) |
10,000 included |
| Official reports |
✅ Unlimited generation |
| Public verification |
✅ Real-time |
| Support |
Business hours |
| SLA |
99.5% uptime |
3.5 What They Pay For
- Clean signal flow without delays
- Official reports for their clients
- Commercial legitimacy backed by ONTO
certification
- Notary service — cryptographic proof in ONTO
registry
3.6 Overage Pricing
| Additional Notary signatures |
$0.50 per batch |
| Priority support |
$5,000 / year add-on |
| Custom benchmark domains |
Quote |
4. Critical Layer
4.1 Purpose
When lives or trillions are at stake, clients don’t need “just
software.” They need their data synchronized with the ONTO core at the
deepest level.
You sell the Reference Standard.
4.2 Eligibility
9 regulated industries where AI errors cost lives or billions:
| 1 |
Healthcare / Pharma |
FDA compliance, patient safety |
| 2 |
Finance / Banking |
Trading AI, credit decisions, AML |
| 3 |
Insurance |
Underwriting AI, claims processing |
| 4 |
Defense / Military |
Mission-critical systems, ITAR |
| 5 |
Aerospace / Aviation |
DO-178C, flight systems |
| 6 |
Automotive (Autonomous) |
ISO 26262, self-driving AI |
| 7 |
Semiconductors / AI Hardware |
Chip design AI, export controls |
| 8 |
Telecom |
Network AI, critical infrastructure |
| 9 |
Government / Public Sector |
FedRAMP, citizen services AI |
4.3 Pricing
Cost: $100,000+ / year (custom quote based on
scope)
4.4 Includes
| Full SDK access |
✅ Unlimited |
| Local calculations |
✅ Unlimited |
| Notary signatures (Gas) |
100,000+ included |
| Official reports |
✅ Unlimited |
| Public verification |
✅ Priority queue |
| Dedicated signal stream |
✅ Isolated channel |
| Legal protocol support |
✅ Included |
| Audit Trail archive |
✅ 24 months retention |
| Regulatory liaison |
✅ Included |
| Support |
24/7 dedicated |
| SLA |
99.99% uptime |
| On-premise deployment |
✅ Available |
4.5 What They Pay For
- Reference Standard Status
- Their AI system is synchronized with ONTO core
- Maximum asymmetric drift calibration
- Highest epistemic certainty achievable
- Legally Binding Audit Trail
- Cryptographically signed verification archive
- Regulator-ready documentation
- Chain of custody for all evaluations
- Institutional Trust
- When regulators ask “how do you know your AI is calibrated?”
- The answer: “ONTO Critical certification”
- Dedicated Infrastructure
- Isolated verification stream
- No shared resources
- Custom SLA terms
5. Gas Fee System
5.1 Philosophy
To prevent the system from becoming a bureaucratic institution, we
introduce asymmetric billing based on actual verification demand.
5.2 How It Works
┌──────────────────────────────────────────────────────────────┐
│ LOCAL CALCULATIONS │
│ Cost: FREE for all layers │
│ The core runs on client infrastructure │
│ ONTO incurs zero cost │
├──────────────────────────────────────────────────────────────┤
│ PUBLIC VERIFICATION (NOTARY) │
│ Cost: 1 Gas unit per batch │
│ Result appears in ONTO registry with official signature │
│ This is what clients pay for │
└──────────────────────────────────────────────────────────────┘
5.3 Gas Allocation by Layer
| Open |
0 |
N/A (not available) |
| Standard |
10,000 / year |
$0.50 / batch |
| Critical |
100,000+ / year |
$0.25 / batch |
5.4 What is a “Batch”?
A batch is a single notarized verification request containing:
- System identifier
- Evaluation timestamp
- Metrics snapshot (U-Recall, ECE, Risk Score)
- Cryptographic signature
- Registry entry
5.5 Gas Consumption Examples
| Single evaluation notarization |
1 |
| Monthly compliance report |
1 |
| Certification renewal |
10 |
| Audit response package |
5 |
| Real-time continuous monitoring (per hour) |
1 |
5.6 Why Gas Model?
- Fair pricing — Pay for what you use
- Scalability — No fixed limits, just economics
- Anti-abuse — Prevents spam verification
requests
- Transparency — Clear cost per action
6. Layer Comparison Matrix
| Price |
$0 |
$15,000/yr |
$100,000+/yr |
| Signal Delay |
+1 hour |
Real-time |
Real-time |
| Certificates |
100/month |
10,000/year |
Unlimited |
| SDK Access |
✅ |
✅ |
✅ |
| Local Evaluation |
✅ |
✅ |
✅ |
| ONTO-Bench |
✅ |
✅ |
✅ |
| Commercial Use |
❌ |
✅ |
✅ |
| Attribution Required |
Mandatory |
Optional |
Optional |
| Notary Signatures |
❌ |
10,000 |
100,000+ |
| Official Reports |
❌ |
✅ |
✅ |
| Public Registry |
❌ |
✅ |
✅ Priority |
| Dedicated Stream |
❌ |
❌ |
✅ |
| Legal Support |
❌ |
❌ |
✅ |
| Audit Trail |
❌ |
12 months |
24 months |
| Support |
Community |
Business |
24/7 Dedicated |
| SLA |
None |
99.5% |
99.99% |
| On-Premise |
❌ |
❌ |
✅ |
7. Upgrade Path
OPEN → STANDARD
├── Complete commercial license agreement
├── Pay $15,000 annual fee
└── Receive 10,000 Gas allocation
STANDARD → CRITICAL
├── Enterprise assessment call
├── Custom scope definition
├── Legal framework agreement
├── Pay $100,000+ annual fee
└── Dedicated onboarding
8. Compliance by Layer
| EU AI Act (internal) |
✅ |
✅ |
✅ |
| EU AI Act (high-risk) |
❌ |
⚠️ |
✅ |
| NIST AI RMF |
✅ |
✅ |
✅ |
| ISO 42001 |
❌ |
⚠️ |
✅ |
| FDA SaMD |
❌ |
❌ |
✅ |
| Financial regulators |
❌ |
⚠️ |
✅ |
ONTO Layer Specification v3.0
© 2026 ONTO Foundation
Regulatory Alignment Matrix
Compliance EU AI Act · NIST RMF · ISO 42001
ONTO Regulatory Alignment
Matrix
Document ID: ONTO-REG-001
Version: 1.0
Last Updated: January 2026
Overview
This document maps ONTO-ERS capabilities to requirements of major AI
governance frameworks, demonstrating how ONTO certification supports
regulatory compliance.
1. EU AI Act Alignment
1.1 High-Risk AI
Requirements (Title III, Chapter 2)
| Art. 9 |
Risk management system |
✅ Full |
Risk Score metric, compliance levels |
| Art. 10 |
Data governance |
⚠️ Partial |
Benchmark data quality controls |
| Art. 11 |
Technical documentation |
✅ Full |
Certification report |
| Art. 12 |
Record-keeping |
✅ Full |
Evaluation logs, audit trail |
| Art. 13 |
Transparency |
✅ Full |
Confidence scores, uncertainty disclosure |
| Art. 14 |
Human oversight |
⚠️ Partial |
Risk classification triggers review |
| Art. 15 |
Accuracy, robustness |
✅ Full |
ECE, U-Recall metrics |
| Art. 43 |
Conformity assessment |
✅ Third-party certification available |
| Art. 44 |
Certificates |
✅ 12-month certificate validity |
| Art. 49 |
CE marking |
⚠️ Supports but not a Notified Body |
1.3 Annex III: High-Risk
Categories
| 5(a) Credit scoring |
✅ ONTO-FIN primary use case |
| 5(b) Insurance pricing |
✅ ONTO-FIN applicable |
| 6(a) Recruitment |
⚠️ General ONTO applicable |
| 8(a) Law enforcement |
⚠️ ONTO-LEGAL planned |
2. NIST AI RMF Alignment
2.1 Core Functions
| GOVERN |
Policies, accountability |
Foundation Charter, Standards Council |
| MAP |
Context, stakeholders |
Domain-specific benchmarks |
| MEASURE |
Risk assessment |
U-Recall, ECE, Risk Score |
| MANAGE |
Prioritize, respond |
Compliance levels, certification |
2.2 MEASURE Function Details
| MEASURE 1.1 |
Approaches for measuring AI risks |
✅ Defined metrics (U-Recall, ECE) |
| MEASURE 1.2 |
Appropriateness of metrics |
✅ Domain-specific thresholds |
| MEASURE 1.3 |
Internal/external evaluation |
✅ Self-assessment + certification |
| MEASURE 2.1 |
Evaluation methodologies |
✅ ONTO-Bench protocol |
| MEASURE 2.2 |
Trustworthiness characteristics |
✅ Calibration = reliability measure |
| MEASURE 2.3 |
Re-evaluation frequency |
✅ Annual/Quarterly/Monthly by level |
| MEASURE 2.4 |
Feedback mechanisms |
✅ Continuous monitoring option |
| MEASURE 2.5 |
Real-world performance |
⚠️ Production monitoring planned |
| MEASURE 2.6 |
Measurement effectiveness |
✅ Documented methodology |
| MEASURE 3.1 |
Quantitative methods |
✅ All metrics quantitative |
| MEASURE 3.2 |
Stakeholder engagement |
✅ Public RFC process |
| MEASURE 4.1 |
Measurement approaches documented |
✅ Specification published |
| MEASURE 4.2 |
Results documented |
✅ Certification reports |
| MEASURE 4.3 |
Uncertainty characterized |
✅ Core purpose of standard |
3. ISO/IEC 42001 Alignment
3.1 AI Management System
Requirements
| 4 |
Context of organization |
⚠️ Supports scoping |
| 5 |
Leadership |
Governance structure defined |
| 6 |
Planning (risk assessment) |
✅ Risk Score methodology |
| 7 |
Support (resources, competence) |
Training materials available |
| 8 |
Operation (controls) |
✅ Compliance thresholds |
| 9 |
Performance evaluation |
✅ Evaluation methodology |
| 10 |
Improvement |
✅ Re-certification cycle |
3.2 Annex A Controls
| A.5 |
AI system impact assessment |
Risk Score assessment |
| A.6 |
AI system lifecycle |
Evaluation at each phase |
| A.7 |
Data management |
Benchmark data controls |
| A.8 |
AI system operation |
Production monitoring |
| A.9 |
Third-party relationships |
Certification verification |
4. Domain-Specific Regulations
4.1 Financial Services
| SR 11-7 |
US (Fed/OCC) |
✅ Model validation framework |
| SS1/23 |
UK (PRA) |
✅ Model risk management |
| MiFID II |
EU |
✅ Suitability requirements |
| GDPR Art. 22 |
EU |
⚠️ Explainability support |
| DORA |
EU |
⚠️ ICT risk management |
4.2 Healthcare (Planned)
| FDA SaMD |
US |
Planned |
| MDR |
EU |
Planned |
| HIPAA |
US |
Privacy controls needed |
4.3 Legal Services (Planned)
| Bar Rules |
US States |
Planned |
| SRA Standards |
UK |
Planned |
4.4 Target Industries by Layer
Critical Layer Industries ($100,000+/year)
Industries where AI failure creates systemic risk, legal liability, or threats to human safety:
| 1 |
Healthcare / Pharma |
FDA, MDR, HIPAA |
Patient safety, clinical decisions |
| 2 |
Finance / Banking |
SR 11-7, MiFID II, DORA |
Trading AI, AML, credit decisions |
| 3 |
Insurance |
Solvency II, state regulations |
Underwriting AI, claims processing |
| 4 |
Defense / Military |
ITAR, DFARS, NIST 800-171 |
Mission-critical systems |
| 5 |
Aerospace / Aviation |
DO-178C, DO-254, FAA |
Flight safety systems |
| 6 |
Automotive (Autonomous) |
ISO 26262, UN R155/R156 |
Self-driving decisions |
| 7 |
Semiconductors / AI Hardware |
Export controls, EAR |
Chip design verification |
| 8 |
Telecom |
FCC, network security |
Critical infrastructure |
| 9 |
Government / Public Sector |
FedRAMP, FISMA |
Citizen-facing AI |
Standard Layer Industries ($15,000/year)
Industries with significant AI usage requiring calibration verification but lower regulatory burden:
| 1 |
AI Labs / Foundation Models |
Model calibration testing |
Pre-deployment verification |
| 2 |
Legal Tech |
Contract analysis AI |
Professional liability |
| 3 |
Robotics / Drones |
AI-to-AI protocol |
Industrial automation |
| 4 |
Medical Devices (SaMD) |
FDA 510(k) pathway |
Non-critical diagnostics |
| 5 |
Enterprise SaaS |
B2B AI features |
Customer trust, competitive advantage |
5. Layer-Based Compliance
5.1 Regulatory Mapping by
Layer
| EU AI Act (low-risk) |
✅ |
✅ |
✅ |
| EU AI Act (high-risk) |
❌ |
⚠️ Partial |
✅ Full |
| NIST AI RMF |
✅ |
✅ |
✅ |
| ISO/IEC 42001 |
❌ |
⚠️ Partial |
✅ Full |
| FDA SaMD |
❌ |
❌ |
✅ |
| SR 11-7 (Banking) |
❌ |
⚠️ |
✅ |
| PRA SS1/23 |
❌ |
⚠️ |
✅ |
5.2 Why Critical
Layer for Regulated Industries?
When regulators ask “how do you know your AI is calibrated?”,
Critical Layer provides:
- Legally binding Audit Trail — Cryptographically
signed verification archive
- Regulatory liaison — Direct support for compliance
inquiries
- Reference Standard status — Maximum synchronization
with ONTO core
- On-premise deployment — Data never leaves client
infrastructure
5.3 Gas Fee and Compliance
The Gas system ensures every verification is: - Timestamped -
Cryptographically signed - Stored in immutable registry - Retrievable
for audits
This creates the chain of custody required by: - EU AI Act Art. 12
(Record-keeping) - NIST AI RMF MEASURE 4.2 (Results documentation) - ISO
42001 Clause 9 (Performance evaluation)
6. Implementation Guidance
5.1 For Compliance Officers
- Identify applicable regulations based on
jurisdiction and use case
- Map ONTO metrics to regulatory requirements
- Determine compliance level needed
- Obtain certification at appropriate level
- Maintain continuous compliance through
re-evaluation
5.2 For Auditors
- Review certification validity and scope
- Verify metrics against regulatory thresholds
- Examine evaluation methodology documentation
- Check continuous monitoring (Level 3)
- Document findings in audit report
5.3 Compliance Mapping Example
Regulation: EU AI Act (High-Risk Credit Scoring)
└── Required: Art. 9, 13, 15 compliance
└── ONTO Level: L3 Advanced (ONTO-FIN)
├── U-Recall ≥80% (Art. 15 accuracy)
├── ECE ≤0.08 (Art. 15 accuracy)
├── Risk Score ≤0.20 (Art. 9 risk management)
└── Audit Trail (Art. 13 transparency)
6. Certification Reports
ONTO Certification Reports include:
| Executive Summary |
Compliance level, validity |
Management attestation |
| Metrics Results |
U-Recall, ECE, Risk Score |
Technical evidence |
| Methodology |
Evaluation process |
Audit trail |
| Benchmark Coverage |
Question categories tested |
Scope documentation |
| Recommendations |
Improvement areas |
Continuous improvement |
7. Limitations
ONTO certification does not:
- Guarantee full regulatory compliance
- Replace legal advice
- Cover all regulatory requirements
- Substitute for domain expertise
ONTO certification supports but does not ensure compliance with
specific regulations. Organizations should consult legal counsel for
complete compliance strategies.
Regulatory Questions:
[email protected]
Certification: [email protected]
Enterprise: [email protected]
ONTO Regulatory Alignment Matrix v2.1
© 2026 ONTO Foundation
ONTO Foundation Charter
Governance Effective January 2026
ONTO Foundation Charter
Document ID: ONTO-GOV-001
Version: 1.0
Effective Date: January 2026
Status: Ratified
Article I: Name and Purpose
Section 1.1 — Name
The organization shall be known as ONTO Foundation
(“the Foundation”).
Section 1.2 — Mission
To develop, maintain, and promote open standards for measuring and
certifying epistemic risk in artificial intelligence systems.
Section 1.3 — Objectives
- Establish the ONTO Epistemic Risk Standard (ONTO-ERS) as an
industry-recognized framework
- Provide certification services for AI system compliance
- Foster open collaboration among industry, academia, and
regulators
- Maintain vendor-neutral governance
- Ensure long-term sustainability of the standard
Section 1.4 — Core Philosophy
"Thermometer, not Doctor" — ONTO measures epistemic calibration of AI systems. We do not improve, fix, or remediate models.
Protocol Identity
ONTO = Base Layer (like TCP/IP, HTTP)
= One Signal + One Core + Infinite Applications
= "We measure temperature. We do not treat the patient."
Scope Definition
| Measure calibration (ECE) |
Improve AI models |
| Measure uncertainty (U-Recall) |
Fix hallucinations |
| Compute Risk Score |
Guarantee model quality |
| Issue cryptographic Certificates |
Assume liability for client models |
Layer Principle
We do not restrict functionality. We differentiate the degree of social and scientific significance of the result.
Article II: Governance
Structure
Section 2.1 — Board of
Directors
The Foundation shall be governed by a Board of Directors consisting
of five (5) seats:
| 1 |
Founder Director |
Permanent |
Nick Strong |
| 2 |
Industry Representative |
3 years |
VACANT |
| 3 |
Academic Representative |
3 years |
VACANT |
| 4 |
Regulatory/Policy Expert |
3 years |
VACANT |
| 5 |
Independent Director |
3 years |
VACANT |
Section 2.2 — Board
Responsibilities
The Board shall:
- Set strategic direction
- Approve annual budget
- Appoint Executive Director
- Approve major specification changes
- Resolve disputes escalated from Standards Council
- Ensure compliance with anti-capture provisions
Section 2.3 — Standards
Council
The Standards Council shall oversee technical development:
| Chair |
Leads technical direction |
| Members (3-7) |
Vote on RFCs and technical matters |
| Working Group Chairs |
Lead domain-specific groups |
Section 2.4 — Working Groups
Domain-specific Working Groups develop specialized extensions:
- WG-FIN: Financial AI (ONTO-FIN)
- WG-LEGAL: Legal AI (ONTO-LEGAL)
- WG-MED: Medical AI (ONTO-MED)
Section 2.5 — Advisory Board
Non-voting advisors providing strategic guidance:
- Former regulators
- Academic researchers
- Industry practitioners
- AI ethics experts
Article III: Membership
Section 3.1 — Membership
Classes
| Founding |
Invitation only |
Full |
All benefits + governance |
| Corporate |
$50,000/year |
Limited |
Certification discount, WG participation |
| Academic |
$1,000/year |
Limited |
Research access, WG participation |
| Individual |
Free |
None |
Community access |
Section 3.2 — Membership
Obligations
Members agree to:
- Abide by the Patent Policy
- Participate constructively in governance
- Not misrepresent ONTO certification status
- Comply with trademark guidelines
Article IV: Layer
Architecture & Pricing
We do not restrict functionality. We differentiate the degree of
social and scientific significance of the result.
Section 4.1 — Service Layers
| Open |
Researchers, students, open-source |
$0 |
| Standard |
Commercial AI services, fintech, analytics |
$15,000 |
| Critical |
Healthcare, banks, energy, government |
$100,000+ |
Section 4.2 — Open Layer
(Слой Познания)
Purpose: Mass adoption of the standard.
Includes: - Full SDK access - Local evaluation
capabilities - ONTO-Bench dataset access - Community support
Requirements: - Mandatory public attribution:
“Verified by ONTO Open Source” - Non-commercial use only
Section 4.3 —
Standard Layer (Слой Практики)
Purpose: Commercial legitimacy for businesses.
Includes: - All Open Layer features - 10,000 Notary
signatures (Gas) per year - Official report generation - Public
verification (real-time) - Business hours support - 99.5% SLA
Overage: $0.50 per additional Notary batch
Section 4.4 —
Critical Layer (Слой Ответственности)
Purpose: Reference standard for regulated
industries.
Includes: - All Standard Layer features -
100,000+ Notary signatures (Gas) per year - Dedicated verification
stream - Legal protocol support - Legally binding Audit Trail archive -
Regulatory liaison services - 24/7 dedicated support - 99.99% SLA -
On-premise deployment option
Overage: $0.25 per additional Notary batch
Section 4.5 — Gas
Fee System (Плата за Истину)
| Local calculations |
FREE (all layers) |
| Public verification (Notary) |
1 Gas per batch |
Gas ensures fair, usage-based pricing without bureaucratic
overhead.
Section 4.6 — Compliance
Metrics
All layers use the same technical metrics:
| U-Recall |
≥30% |
≥50% |
≥70% |
| ECE |
≤0.20 |
≤0.15 |
≤0.10 |
| Risk Score |
≤70 |
≤50 |
≤30 |
Section 4.7 — Certification
Validity
- Certificates valid for 12 months
- Annual re-evaluation required
- Public registry at ontostandard.org/verify
Article V: Financial
Provisions
Section 5.1 — Revenue Sources
- Standard Layer subscriptions ($15,000/year)
- Critical Layer subscriptions ($100,000+/year)
- Gas overage fees
- Enterprise custom deployments
- Training and consulting
- Grants and donations
Section 5.2 — Projected
Revenue
| Standard (×20) |
$300,000 |
$600,000 |
| Critical (×3) |
$300,000 |
$600,000 |
| Gas Overage |
$50,000 |
$200,000 |
| Other |
$50,000 |
$100,000 |
| Total |
$700,000 |
$1,500,000 |
Section 5.3 — Budget
Allocation
| Operations |
30% |
50% |
| Technical Development |
20% |
40% |
| Community & Outreach |
10% |
20% |
| Reserve Fund |
10% |
20% |
Section 5.4 — Financial
Transparency
Annual financial reports published publicly.
Article VI: Anti-Capture
Provisions
Section 6.1 — Board
Limitations
- No single organization may hold more than one (1) Board seat
- Board seats cannot be purchased or transferred
- Directors must disclose conflicts of interest
Section 6.2 — Funding
Limitations
- No single organization may contribute more than 25% of annual
budget
- Funding does not convey governance rights beyond membership
class
Section 6.3 — Specification
Control
- Specification changes require public RFC process
- No organization may veto specification changes
- All specifications remain open (ONTO Gold License)
Section 6.4 — Dissolution
Provisions
In the event of dissolution:
- All intellectual property dedicated to public domain
- Certification registry transferred to neutral party
- No assets distributed to commercial entities
Article VII: Intellectual
Property
Section 7.1 — Open
Standard Commitment
- Specifications licensed under ONTO Gold Asymmetric AI License
- Reference implementations under Apache 2.0
- Benchmark data under ONTO Gold License
- Patent Policy (Royalty-Free) applies
Section 7.2 — Trademarks
ONTO Foundation owns and manages:
- “ONTO” wordmark
- “ONTO Foundation” wordmark
- ONTO logo
- “ONTO Certified” certification mark
Section 7.3 — Contributor
Agreements
All contributors must agree to:
- Developer Certificate of Origin (DCO)
- Patent Policy
- License terms
Article VIII: Amendment
Process
Section 8.1 — Charter
Amendments
Amendments to this Charter require:
- Proposal submitted to Board
- 60-day public comment period
- Two-thirds (⅔) Board approval
- 30-day implementation notice
Section 8.2 — Minor
Corrections
Typographical and formatting corrections may be made by Executive
Director with Board notification.
Article IX: Dispute
Resolution
Section 9.1 — Internal
Disputes
- Good faith negotiation
- Mediation by neutral party
- Binding arbitration (ICC Rules)
Section 9.2 — Governing Law
This Charter shall be governed by the laws of Delaware, United
States.
Article X: Effective Date
This Charter is effective as of January 1, 2026.
Signatures
Founder Director:
Nick Strong
Date: January 2026
ONTO Foundation Charter v2.0
© 2026 ONTO Foundation
ONTO Standards Council
Governance Technical Leadership
ONTO Standards Council
Document ID: ONTO-GOV-002
Version: 1.0
Effective Date: January 2026
Status: Active
1. Purpose
The Standards Council is the technical governance body responsible
for the development, maintenance, and evolution of ONTO
specifications.
2. Composition
2.1 Structure
| Chair |
1 |
2 years |
Nick Strong |
| Vice Chair |
1 |
2 years |
VACANT |
| Members |
3-7 |
2 years |
VACANT |
2.2 Qualifications
Members must demonstrate:
- Technical expertise in AI/ML calibration, uncertainty
quantification, or related fields
- Commitment to open standards principles
- Availability for regular participation
- No disqualifying conflicts of interest
2.3 Selection Process
- Nomination — Self-nomination or recommendation
- Review — Qualifications verified by Chair
- Interview — Technical assessment
- Vote — Existing Council approval (majority)
- Appointment — Board ratification
3. Responsibilities
3.1 Technical Direction
- Define ONTO-ERS technical roadmap
- Prioritize specification development
- Ensure technical coherence across specifications
3.2 RFC Management
- Review submitted RFCs
- Conduct technical evaluation
- Vote on RFC acceptance/rejection
- Ensure implementation feasibility
3.3 Benchmark Oversight
- Curate ONTO-Bench datasets
- Define evaluation methodology
- Ensure benchmark integrity
- Prevent data contamination
3.4 Working Group Coordination
- Charter Working Groups
- Appoint Working Group Chairs
- Review Working Group outputs
- Resolve cross-WG conflicts
4. Decision Making
4.1 Quorum
Quorum requires participation of: - Chair or Vice Chair, AND -
Majority of voting members
4.2 Voting
| RFC Acceptance |
Majority |
| RFC Rejection |
Majority |
| Member Appointment |
Majority |
| Chair Election |
Two-thirds |
| Specification Release |
Two-thirds |
4.3 Consensus Preference
The Council prefers consensus-based decision making. Formal votes
occur when consensus cannot be reached.
4.4 Conflict of Interest
Members must recuse themselves from votes where they have material
interest.
5. Meetings
5.1 Regular Meetings
- Frequency: Monthly
- Format: Video conference
- Duration: 90 minutes
- Agenda: Published 7 days in advance
- Minutes: Published within 14 days
5.2 Special Meetings
Called by Chair with 48 hours notice for urgent matters.
5.3 Public Sessions
Quarterly public sessions for community engagement.
6. Working Groups
6.1 Active Working Groups
| WG-CORE |
Core specification |
Council Chair |
Active |
| WG-FIN |
Financial AI |
VACANT |
Recruiting |
| WG-LEGAL |
Legal AI |
VACANT |
Planned |
| WG-MED |
Medical AI |
VACANT |
Planned |
6.2 Working Group Charter
Each WG must define:
- Scope and objectives
- Membership criteria
- Deliverables and timeline
- Relationship to core specification
6.3 Working Group Outputs
WG outputs become RFCs for Council review before incorporation into
specifications.
7. RFC Process
7.1 RFC Lifecycle
DRAFT → REVIEW → COUNCIL VOTE → ACCEPTED/REJECTED → IMPLEMENTED
7.2 RFC Categories
| Core |
Changes to ONTO-ERS |
60 days |
| Extension |
Domain-specific additions |
30 days |
| Process |
Governance changes |
45 days |
| Editorial |
Clarifications only |
14 days |
7.3 RFC Requirements
- Clear problem statement
- Technical specification
- Backwards compatibility analysis
- Reference implementation (preferred)
8. Specification Versioning
8.1 Version Numbering
MAJOR.MINOR.PATCH
Example: ONTO-ERS 1.2.3
| MAJOR |
Breaking changes |
| MINOR |
New features (backward compatible) |
| PATCH |
Bug fixes, clarifications |
8.2 Release Schedule
| PATCH |
As needed |
7 days |
| MINOR |
Quarterly |
30 days |
| MAJOR |
Annual |
90 days |
9. Appeals Process
9.1 Grounds for Appeal
- Procedural error in RFC review
- New technical evidence
- Conflict of interest violation
9.2 Appeal Procedure
- Written appeal to Chair within 30 days
- Council review at next meeting
- If unresolved, escalation to Board
10. Communication
10.1 Channels
| [email protected] |
Official communications |
| GitHub Discussions |
Public technical discussion |
| Mailing List |
Announcements |
| Slack/Discord |
Informal coordination |
10.2 Transparency
- Meeting agendas public
- Meeting minutes public
- RFC discussions public
- Voting records public
11. Code of Conduct
Council members adhere to the ONTO Foundation Code of Conduct:
- Act in the Foundation’s best interest
- Maintain technical objectivity
- Respect diverse perspectives
- Disclose conflicts promptly
- Protect confidential information
12. Amendment
This document may be amended by:
- Council proposal (majority vote)
- 30-day comment period
- Board approval
Standards Council:
[email protected]
Chair:
Nick Strong
[email protected]
ONTO Standards Council Charter v2.0
© 2026 ONTO Foundation
ONTO Gold Asymmetric AI License
v5.1 Open Source · Commercial Terms
Apache License
Version 2.0, January 2004
http://www.apache.org/licenses/
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APPENDIX: How to apply the Apache License to your work.
To apply the Apache License to your work, attach the following
boilerplate notice, with the fields enclosed by brackets "[]"
replaced with your own identifying information. (Don't include
the brackets!) The text should be enclosed in the appropriate
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Copyright 2026 ONTO Foundation
Licensed under the Apache License, Version 2.0 (the “License”); you
may not use this file except in compliance with the License. You may
obtain a copy of the License at
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Unless required by applicable law or agreed to in writing, software
distributed under the License is distributed on an “AS IS” BASIS,
WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
See the License for the specific language governing permissions and
limitations under the License.
Patent Policy
Legal RF-RAND Commitment
ONTO Foundation Patent
Policy
Version: 1.0
Effective Date: January 2026
Status: Active
1. Purpose
This Patent Policy establishes the intellectual property framework
for the ONTO Epistemic Risk Standard (ONTO-ERS) and all associated
specifications, ensuring open and royalty-free access for all
implementers.
2. Royalty-Free Commitment
2.1 Grant
Each Contributor to ONTO specifications hereby grants to all
implementers a perpetual, worldwide, non-exclusive, royalty-free,
irrevocable license under any Essential Claims to make, have made, use,
sell, offer to sell, import, and distribute implementations of the
Specification.
2.2 Essential Claims
“Essential Claims” means all claims in any patent or patent
application that would necessarily be infringed by an implementation of
the Specification.
2.3 Scope
This grant applies to:
- ONTO-ERS Core Specification (ONTO-42001, ONTO-42003)
- ONTO Benchmark Methodology
- ONTO Certification Process
- All domain-specific extensions (ONTO-FIN, ONTO-LEGAL, ONTO-MED)
- Reference implementations published by ONTO Foundation
3. Contributor Obligations
3.1 Disclosure
Contributors must disclose any patents or patent applications they
believe may contain Essential Claims related to the Specification.
3.2 Licensing Commitment
By contributing to ONTO specifications, Contributors agree to license
Essential Claims under Section 2.1 terms.
3.3 No Assertion
Contributors agree not to assert Essential Claims against any
implementation of the Specification.
4. Defensive Termination
4.1 Termination Trigger
The royalty-free license granted under Section 2.1 shall terminate
automatically as to any party that:
Asserts patent claims against ONTO Foundation or any Contributor
for implementing the Specification; or
Asserts patent claims against any third party for implementing
the Specification.
4.2 Scope of Termination
Termination applies only to the asserting party and does not affect
licenses to other implementers.
5. No Warranty
THE SPECIFICATION IS PROVIDED “AS IS” WITHOUT WARRANTY OF ANY KIND,
EXPRESS OR IMPLIED. ONTO FOUNDATION MAKES NO WARRANTY THAT THE
SPECIFICATION DOES NOT INFRINGE ANY PATENT, TRADEMARK, COPYRIGHT, OR
OTHER PROPRIETARY RIGHT.
6. Trademark
6.1 ONTO Marks
“ONTO”, “ONTO-ERS”, “ONTO Foundation”, and associated logos are
trademarks of ONTO Foundation.
6.2 Permitted Use
Implementations may use ONTO trademarks only to indicate conformance
with the Specification, subject to ONTO Foundation trademark
guidelines.
6.3 Certification Marks
Use of “ONTO Certified” mark requires valid certification from ONTO
Foundation.
7. Specification License
7.1 Text License
The text of ONTO specifications is licensed under ONTO Gold Asymmetric AI License v5.1.
7.2 Code License
Reference implementation code is licensed under Apache License
2.0.
7.3 Benchmark Data
ONTO-Bench datasets are licensed under ONTO Gold Asymmetric AI License.
8. Governance
8.1 Policy Changes
This Patent Policy may be amended by the ONTO Foundation Board of
Directors with 90 days advance notice to the community.
8.2 Disputes
Patent-related disputes shall be resolved according to ONTO
Foundation dispute resolution procedures.
8.3 Dissolution
In the event of ONTO Foundation dissolution, all intellectual
property covered by this policy shall be dedicated to the public
domain.
Patent Policy Questions:
[email protected]
ONTO Foundation
https://ontostandard.org
ONTO Foundation Patent Policy v2.0
© 2026 ONTO Foundation
Privacy Policy
GDPR Compliant January 2026
1. Introduction
ONTO Standard LLC ("ONTO", "we", "us") is committed to protecting your privacy. This policy describes how we collect, use, and protect your personal data when you use our services.
2. Data Controller
ONTO Standard LLC
Contact: [email protected]
3. Information We Collect
| Category | Data | Purpose |
| Account | Name, email | Service access |
| Company | Company name, registration number, VAT, address | Invoicing, contracts |
| Usage | API calls, timestamps, evaluation counts | Service delivery, billing |
| Technical | IP address, browser type | Security, debugging |
4. Legal Basis (GDPR Art. 6)
- Contract: Processing necessary to provide our services
- Legitimate Interest: Security, fraud prevention, service improvement
- Legal Obligation: Tax records, regulatory compliance
- Consent: Marketing communications (opt-in)
5. Data Sharing
We never sell your data.
We share data only with:
- Payment Processors: Airwallex (for payment processing)
- Infrastructure: Railway, Cloudflare (hosting, CDN)
- Legal Requirements: When required by law
6. Data Retention
| Data Type | Retention Period |
| Account data | Duration of account + 30 days |
| Verification archive (FREE) | 6 months |
| Verification archive (BUSINESS) | 12 months |
| Verification archive (ENTERPRISE) | 24 months |
| Invoices and contracts | 7 years (legal requirement) |
7. Your Rights (GDPR)
You have the right to:
- Access: Request a copy of your data
- Rectification: Correct inaccurate data
- Erasure: Request deletion ("right to be forgotten")
- Portability: Receive your data in machine-readable format
- Restriction: Limit how we use your data
- Objection: Object to processing based on legitimate interest
- Withdraw Consent: For consent-based processing
To exercise these rights, contact: [email protected]
8. International Transfers
We may transfer data outside the EEA using:
- Standard Contractual Clauses (SCCs)
- Adequacy decisions
9. Security
We implement appropriate technical and organizational measures including encryption, access controls, and regular security audits.
10. Updates
We may update this policy periodically. Material changes will be communicated via email.
11. Contact
Data Protection Officer:
Email: [email protected]
ONTO Standard LLC
Privacy Policy v2.1 — January 2026